Securities and Exchange Commission Archives

NYAG calls Ethereum a security and destroys decentralization myth

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20 March, 2023

NYAG calls Ethereum a security and destroys decentralization myth

The NYAG filed charges against exchange KuCoin last week over failing to register as a securities and commodities broker-dealer while...

SEC charges Miles Guo with securities violations related to H-Coin

Business

Gavin Lucas

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18 March, 2023

SEC charges Miles Guo with securities violations related to H-Coin

The U.S. securities regulator is seeking permanent injunctions against Chinese businessman Miles Guo and financial advisor William Je, including civil...

SEC’s new cybersecurity rules might spill over to digital assets

Business

Steve Kaaru

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17 March, 2023

SEC’s new cybersecurity rules might spill over to digital assets

The securities regulator proposed new regulations for cybersecurity among financial firms that could spill over to digital assets, requiring greater...

Signature Bank in money laundering probe, auction buyer must ditch crypto ops

Business

Steven Stradbrooke

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16 March, 2023

Signature Bank in money laundering probe, auction buyer must ditch crypto ops

Signature Bank was under federal investigation for suspected money laundering by its crypto clients before the New York financial institution...

BTC is not Bitcoin: Why that matters to the SEC

Business

Jordan Atkins

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16 March, 2023

BTC is not Bitcoin: Why that matters to the SEC

When Gary Gensler says that Bitcoin is not a security or refers to its unique history, what he is referring...

Thailand SEC calls for public consultation on digital currency staking and lending

Business

Wahid Pessarlay

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14 March, 2023

Thailand SEC calls for public consultation on digital currency staking and lending

The public consultation is expected to run for a month and end on April 7, 2023, and the public can...

ParagonCoin registration in US revoked over securities laws violation

Business

Wahid Pessarlay

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14 March, 2023

ParagonCoin registration in US revoked over securities laws violation

ParagonCoin violated section 13 (a) of the Securities Exchange Act of 193 and Exchange Act Rules 13a-1, according to the...

Business

Gavin Lucas

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13 March, 2023

Ethereum is a security—CFTC is wrong

As per the legal opinion of both the chairman of the Securities and Exchange Commission and the New York Attorney...

Utah digital asset project Green United duped $18M from investors: SEC

Business

Steve Kaaru

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11 March, 2023

Utah digital asset project Green United duped $18M from investors: SEC

In a lawsuit filed in Utah, securities regulator accuses Green United and its founders of duping investors into buying GREEN...

SEC steps in at the last minute to block Binance.US Voyager Digital acquisition

Business

Jon Southurst

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10 March, 2023

SEC steps in at the last minute to block Binance.US Voyager Digital acquisition

The Securities and Exchange Commission and the New York Department of Financial Services had opposed the deal, the latter alleging...

Hexicans panic as Richard Heart’s social media ditches HEX

Business

Steven Stradbrooke

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10 March, 2023

Hexicans panic as Richard Heart’s social media ditches HEX

Heart’s social media cleanup strongly suggests that he just recently realized that simply repeating that ‘HEX isn’t a security’ isn’t...

Business

Wahid Pessarlay

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9 March, 2023

Singapore opens new investigation against Do Kwon’s Terraform Labs

Law enforcement authorities in Singapore are probing Terraform Labs for evidence of fraudulent activity or complicity in the de-pegging of...

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