Securities and Exchange Commission Archives

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13 January, 2023

Genesis and Gemini hit with SEC charges

The U.S. securities regulator has formally charged Genesis Global Capital LLC and Gemini Trust Company LLC for the unregistered offer...

Thailand regulator probes Zipmex over alleged unregistered earn program

Business

Wahid Pessarlay

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13 January, 2023

Thailand regulator probes Zipmex over alleged unregistered earn program

Thailand's Securities and Exchange Commission has opened a new investigation into the activities of Zipmex to clarify how its ZipUp/ZipUp+...

Binance gets initial OK for Voyager deal, admits BUSD not always backed

Business

Steven Stradbrooke

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12 January, 2023

Binance gets initial OK for Voyager deal, admits BUSD not always backed

Binance.US will assume control of $1 billion in digital assets frozen last July when Voyager filed for Chapter 11 protection.

XRP a security? What the Schwartz-Satoshi skirmish reveals about Ripple

Business

Jordan Atkins

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11 January, 2023

XRP a security? What the Schwartz-Satoshi skirmish reveals about Ripple

The recent argument between Dr. Wright and Schwartz only cemented the SEC's long-held belief against Ripple's XRP token—that it was...

Richard Heart’s HEX token plummets amid more Ponzi allegations, SEC investigation

Business

Jon Southurst

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10 January, 2023

Richard Heart’s HEX token plummets amid more Ponzi allegations, SEC investigation

The Hex token barely broke above 1 cent between its launch at the end of 2019 and mid-2021, but then...

SEC charges former SPAC CFO over $5M digital asset-related scam

Business

Steve Kaaru

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10 January, 2023

SEC charges former SPAC CFO over $5M digital asset-related scam

SEC claims that Cooper J. Morgenthau stole over $5 million from African Gold Acquisition Corp., which he used to purchase...

US feds probe Digital Currency Group financial transfers to Genesis

Business

Steven Stradbrooke

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9 January, 2023

US feds probe Digital Currency Group financial transfers to Genesis

The DoJ and the SEC are probing DCG’s transactions with Genesis, while prosecutors in New York are seeking documents as...

Coindeal founders face fresh fraud charges over $45M pilfered from investors

Business

Wahid Pessarlay

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7 January, 2023

Coindeal founders face fresh fraud charges over $45M pilfered from investors

The suspects are charges related to fraud operated a sham virtual currency project and siphoned $45 million from investors, which...

Sam Bankman-Fried pleads not guilty, shots fired over FTX assets

Business

Steven Stradbrooke

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4 January, 2023

Sam Bankman-Fried pleads not guilty, shots fired over FTX assets

SBF pleaded not guilty to charges that include wire fraud, commodities fraud, securities fraud, conspiracy to commit said frauds, and...

Philippines: SEC warns public against investing in Tether Pay

Business

Wahid Pessarlay

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3 January, 2023

Philippines: SEC warns public against investing in Tether Pay

An online investment from Tether Pay claimed to offer investors returns of up to 210% in 70 days or 3%...

SEC wants Hinman speech materials sealed in court battle with Ripple

Business

Steve Kaaru

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29 December, 2022

SEC wants Hinman speech materials sealed in court battle with Ripple

The securities regulator filed a motion claiming that the Hinman speech materials need to be sealed as they “unquestionably reflect...

Philippines SEC warns citizens against dealing with unlicensed digital asset exchanges

Business

Wahid Pessarlay

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29 December, 2022

Philippines SEC warns citizens against dealing with unlicensed digital asset exchanges

Filipinos are warned not to engage with unlicensed digital asset exchanges amid a spike in asset offerings on social media,...

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